风险评估以及在执行SOC业务时需要了解的内容

Audit & Assurance

Webcast

风险评估以及在执行SOC业务时需要了解的内容

了解更多有关风险评估的知识，以及如何帮助客户识别和管理第三方风险.

$71 - $82

Do you have an AICPA or CIMA membership? Log in to apply your member discount.

Format

Webcast

Date

Jun 25, 2024

NASBA Field of Study

Auditing

CPE Credits

Instructor

Neha S. Patel, Angela Appleby

Availability

3 months

Product Number

WC4527314

View

Business & partner

Product Details

Identify and mitigate potential threats

风险评估一直是公司和同行审稿人关注的主要领域. 评估风险是一个贯穿项目生命周期的持续过程(从客户接受到计划再到评估结果)。.

本次会议将努力回答与第三方风险管理相关的三个问题:

What is a risk assessment?
Why do we keep talking about it?
Where do you start?

Key Topics

What is a risk assessment?
Why is risk assessment important?
Where should you start with risk assessment?
How should peer reviewers approach risk assessment?

Learning Outcomes

识别不同类型的风险评估及其在审计业务中的作用.
在进行风险评估时，确定重要性考虑因素.

Who Will Benefit

Managers, 负责执行和管理服务组织项目中公司SOC的高级经理和合伙人

Credit Info

CPE Credits

NASBA Field of Study

Auditing

Prerequisites

None

Access

This is a digital product. 与完全付费访问的内容将提供给您购买日期后3个月.

Duration

1 hr

For more information, please refer to CPE requirements and NASBA sponsorship information

Pricing

Do you have an AICPA or CIMA membership? Log in to apply your member discount.

Nonmembers

$82.00

AICPA Members

$71.00

CIMA Members

$71.00

Group ordering for your team

2 to 5 registrants

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Start order

6+ registrants

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Speakers

Neha S. Patel

Neha Patel, CPA, CISA, CDPSE, 有近20年的公共会计和内部审计经验, with an emphasis on governance, risk and compliance engagements. 美国注册188bet亚洲真人体育下载(AICPA)系统与组织控制专家, she focuses on delivering SOC audits, 萨班斯-奥克斯利法案合规和其他技术咨询服务. Over her career, Neha一直是美国注册188bet亚洲真人体育下载国家SOC学校的培训领导者之一，并与美国注册188bet亚洲真人体育下载一起帮助建立SOC证书的测试标准. As the firm methodology leader for SOC audits, 她在财务报告和技术服务的整合方面经验丰富. 她还在领导多个行业的上市公司和私营公司的外包和联合外包内部审计业务方面拥有丰富的经验, including financial services, energy, retail/distribution and technology. Neha是众多行业协会的积极参与者, 包括信息系统审计与控制协会(ISACA), and the Institute of Internal Auditors (IIA), and the AICPA. 她是德克萨斯大学奥斯汀分校McCombs BBA顾问委员会的董事会成员，也是达拉斯地区商会执行妇女圆桌会议的成员, an elite organization of top female executives. She also serves on the Advisory Board of Weaver's diversity, equity and inclusion initiative, INSPIRECulture. Neha is a Certified Public Accountant (CPA), 注册信息系统审计师(CISA)和注册数据隐私解决方案工程师(CDPSE). 她获得了专业会计硕士学位和会计工商管理学士学位, with a minor in management information systems, 他来自德克萨斯大学奥斯汀分校麦库姆斯商学院.

Angela Appleby

CPA, CITP, and EOT TF Chair

As a cybersecurity leader within the Rocky Mountain region, 安吉拉协助上市公司和私营公司进行风险评估, internal controls, and process evaluation. With more than 20 years of experience, her expertise includes service organization control (SOC) audits; payment card industry (PCI) audits; Sarbanes-Oxley (SOX) 404; IT control assessments, audits, and documentation; ISO 27001 compliance and readiness; and security audits. 她的客户很感激她把他们的利益放在心上, 她真诚地建议他们在准备好接受持续审计之前，不要开始具体的审计. Angela还和他们一起进行头脑风暴，讨论在获得高质量交付的同时满足他们需求的最有效方法. 在她的公司里，她最大的骄傲是在落基山脉地区建立和发展他们的业务. When identifying and understanding business opportunities, 安吉拉在与客户的所有互动和咨询中都是真诚的，以确保向前发展符合客户的最佳利益. For three years, 她是美国注册188bet亚洲真人体育下载SOC报告工作组的国家讲师, educating firms and companies on how to perform SOC audits. 她协助完成了CITP考试和SOC证书课程, 最近支持隐私工作组制定了2020年5月发布的美国注册188bet亚洲真人体育下载隐私管理框架. Angela belongs to the AICPA, ISACA, the International Association of Privacy Professionals, 国际信息系统安全认证联盟, 以及信息系统安全协会丹佛分会. She received her B.B.A. 圣母大学会计学和计算机应用专业, 并在工作之余与丈夫和两个孩子共度时光.

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风险评估以及在执行SOC业务时需要了解的内容

Identify and mitigate potential threats

Key Topics

Learning Outcomes

Who Will Benefit

Ratings and reviews

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